How did you come up with the idea for Simplexity? The basic premise occurred to me many years ago, at a time when I was something of an aquarium enthusiast and had four tanks in a small New York apartment. I was looking at a small, guppy-sized fish swimming around a tank one afternoon and considering how inconsequential it is. Its mass is tiny, its life is
brief, it does little but eat, breed and die. I then compared it to a star and considered how dwarfed the guppy is not only in size but in significance. A star, after all is massive, powerful, seemingly eternal. But a star is really a simple thing—just a crude cosmic furnace. A guppy is a symphony of systems and subsystems: auditory, muscular, skeletal, neural, olfactory, visual, reproductive, behavioral, social. The guppy is infinitely more complex than the star, and all that got me thinking that one day it might be interesting to write about this kind of thing.
So how do you distinguish something simple from something complex? There are a number of ways. Some people say description length is the best way. The longer it takes to describe something, the more complex it’s likely to be. Others say the best way is to look at things along a sort of arc. An empty room pumped full of air molecules may not be a particularly interesting place, but it is an extraordinarily active one, with the molecules swirling in all directions at once, dispersing chaotically to every possible crack and corner. On the other hand, a lump of carbon chilled to what scientists call absolute zero—or the point at which molecular motion is the slowest it can possibly be—is neither interesting nor active. The carbon is exceedingly static, or robust; the room is exceedingly chaotic. What neither of them is, however, is complex. Where you’d find real complexity would be somewhere between those two states, the point at which the molecules begin to climb from disorder, sorting themselves into something interesting and organized—a horse, a car, a communications satellite—but stopping before they descend down the other side of the hill, sliding into something hard and lumpish and fixed. The more precisely the object can balance at the pinnacle of that arc, the more complex it is.
Is anybody really studying this in a serious way? Absolutely. Mike Lazaridis, the developer of the BlackBerry, founded the Perimeter Institute in Ontario, which is in part devoted to the study of simplicity and complexity. Much more well-known is the 24-year-old Santa Fe Institute, founded by Murray Gell-Mann, the winner of the Nobel prize in physics in 1969 for developing the theory of quarks. Gell-Mann reckoned that having already brought discipline to the chaotic world of subatomic particles, he might be able to do the same thing with the equally unruly swirl of specialties and sub-specialties that make up scientific theory. In 1984, the Santa Fe Institute was created, with Gell-Mann as its co-founder. Today, SFI is a hive of more than 100 resident faculty members, post-doctorate fellows, visiting scholars and other researchers, studying the internal clockwork of dozens of fields. Gell-Mann is still there, a philosopher father of sorts, and one who continues to give the group its gravitational center.
Does simplexity theory have everyday applications or is it more of an academic idea? Not only does it have everyday applications, it more or less governs everything we do. Complexity analysts studying the stock market, for example, see remarkable similarity between the behavior of investors and the behavior of schooling fish. As a rule, fish in a school remain cohesive, with all of the individuals maintaining a position no more or no less than about a single body length from every individual around them. Get too close and you collide and compete. Drift too far apart and you begin to stand out. The most important thing is not where they’re going, but making sure they don’t fall out of ranks along the way. Of course, fish on the move are inevitably heading somewhere—toward food or a spawning ground, say—and they can’t just be getting there by guesswork. The investigations found that the schools do require at least a few leaders—“informed individuals” as they call them. In an average-sized school, it takes only about five percent of the members to know the proper route and set out in that direction for the other 95 percent to follow. This, the theorists say, precisely mirrors the way a few traders can influence an entire market sector and with it, the market as a whole.
You’ve said that simplicity and complexity can sometimes be matters of life and death. How so? Lives turn on complexity theory all the time. People evacuating buildings, for example, move the way water molecules do in a flow. Understand those physics and you can design better egress routes. The great cholera epidemic of 1854 turned on a single handle on a single pump in a working class ward of London. The pump was contaminated and hundreds of people died before John Snow, arguably the world’s first epidemiologist, persuaded the city fathers to knock its handle off. Thousands of lives might have been saved as a result of that simple act. Millions of lives around the world were similarly saved when designers developed a tiny, two-pronged needle that simplified the administration of the smallpox vaccine, making it much easier to eradicate the disease.
How broadly does complexity theory apply? One of the things that struck me most is not just the power of principles of complexity and simplicity, but the scope. The book touches on fields as diverse as chemistry, physics, biology, behavior, sports, arts politics, business, commercial design, language and more. Every time you look at these fields through the simplexity lens, they start to come into a new kind of focus.
Is there one of these areas that surprised you the most? A lot of them did. There’s the way the stock market can be analogized not only to fish, but to particle physics, with buys and sells essentially cancelling one another out the way colliding particles annihilate each other; there’s the way political and social movements mirror a standing ovation in a theater, with ideas or actions spreading out in similar ripple-like ways; there’s the way sports leagues function like economies, with a victory over a good team carrying greater value than a victory over a bad team, simply because it’s a quantity in lower supply, which raises its price. There's even the odd mathematical pattern known as the Zipf rule, which says that the most frequently occurring word in any text— usually “the”—will appear twice as often as the second most frequently occurring one, usually “of.” The third most common one will similarly occur a third as; the fourth a fourth as often, and so on.
How is simplexity theory being applied by governments? The military is a big beneficiary of simplexity theory. Small military organizations like terrorist groups and large organizations like formal armies act a lot like bacteria on the one hand and large multicell organisms like humans on the other. A human may be a lot more powerful than a bacterium, but a bacterium is more elusive and adapts faster. Studying the way the two species compete can actually help the U.S. do a better job of containing terrorist threats.
What can companies learn from simplexity theory? The most valuable lesson is: sell less. Don’t necessarily move less merchandise, but offer fewer types. Consider how a car company markets even a single model in its line. The company may offer it in 20 different colors, with five different interiors and three different engine sizes and 15 different option packages, meaning that you can easily end up with thousands of combinations of that single product. Now spread that across the company’s entire fleet. The cost and complexity of the operation expands exponentially, and efficiency and profits drop accordingly.
And what’s the deal with my cell phone? The biggest reason cell phones—and digital cameras and camcorders and remote control boxes and even washing machines and coffee makers—are so complex is because it’s easy to make them that way. When every switch can do five different things and the people who design those products are engineers—who have no shortage of ideas about the different functions they can stuff into a product—everything conceivable gets included. It’s harder to do the rigorous research to determine what consumers really need than simply to throw everything you can at them. So throw the engineers do.